Connecticut Administrative Code Title 36b - Connecticut Securities Law and Business Opportunity Investment Act
Certainly! Here's an overview of Title 36b – Connecticut Securities Law and Business Opportunity Investment Act, which governs securities regulation and business opportunity investments in Connecticut.
📘 Overview of Title 36b
Title 36b of the Connecticut General Statutes is divided into three main chapters:
Chapter 672 – General Statement
This chapter outlines the applicability of the law to various entities, including issuers of securities, broker-dealers, agents, investment advisers, investment adviser agents, sellers of business opportunities, and offerors in a tender offer.
Chapter 672a – Uniform Securities Act
This chapter, encompassing Sections 36b-2 to 36b-35, deals with the regulation of securities, including registration, exemptions, and enforcement provisions.
Chapter 672b – The Connecticut Tender Offer Act
This chapter, covering Sections 36b-40 to 36b-59, addresses regulations related to tender offers, including requirements for registration statements and penalties for violations.
Chapter 672c – Business Opportunity Investment Act
This chapter, spanning Sections 36b-60 to 36b-80, regulates the sale of business opportunities in Connecticut. It includes provisions on registration, disclosure requirements, surety bonds, exemptions, prohibited sales activities, enforcement powers, penalties, and the adoption of regulations by the commissioner.
📚 Accessing the Full Text
For detailed information and the full text of Title 36b, you can visit the Connecticut General Assembly's official website:
👉 Title 36b – Connecticut Securities Law and Business Opportunity Investment Act
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