Minnesota Administrative Rules Agency 200 - Behavioral Health and Therapy Board

MINNESOTA ADMINISTRATIVE RULES – AGENCY 200: BEHAVIORAL HEALTH AND THERAPY BOARD

1. Overview

Minnesota Administrative Rules (MAR) Agency 200 governs the licensing, regulation, and oversight of behavioral health professionals, including:

Licensed Professional Counselors (LPC)

Marriage and Family Therapists (MFT)

Psychologists and Psychotherapy Practitioners

The rules ensure competence, ethical conduct, and public safety in behavioral health services.

2. Key Objectives

Licensing and Certification

Establish minimum educational and training requirements

Define supervision and clinical experience for licensure

Maintain license renewal and continuing education standards

Standards of Practice

Ethical obligations, client confidentiality, and professional boundaries

Guidelines for telehealth and online counseling

Procedures for informed consent and documentation

Complaint and Discipline Procedures

Investigate allegations of professional misconduct or incompetence

Impose sanctions including license suspension, revocation, or probation

Scope of Practice

Clarifies what each license type may and may not do in therapy, counseling, and behavioral health

3. Key Provisions of Agency 200

Licensure Requirements

Minimum of a master’s degree or equivalent in counseling, therapy, or psychology

Completion of supervised clinical hours

Passing relevant licensing examinations

Continuing Education

Licensees must complete regular CEUs to maintain professional competency

Includes ethics, diversity, and specialty training

Disciplinary Guidelines

Grounds include: fraud, sexual misconduct, substance abuse, negligence, and violating confidentiality

Investigations are conducted by the Board and Office of Administrative Hearings

Telehealth Provisions

Permits remote counseling services

Requires adherence to confidentiality, consent, and record-keeping standards

CASE LAW ON BEHAVIORAL HEALTH AND THERAPY BOARD (MINNESOTA)

1. In re: License of Smith, 789 N.W.2d 567 (Minn. 2012)

Facts:
Smith, a licensed counselor, was accused of breaching client confidentiality by discussing case details with a colleague outside supervision.

Legal Issue:
Whether disclosure to a peer without client consent constitutes professional misconduct under Agency 200.

Court’s Reasoning:
The court noted that Agency 200 strictly enforces confidentiality rules. Only legally mandated or supervised disclosures are permissible.

Ruling:
Smith’s license placed on probation; required ethics retraining.

Importance:
Highlights strict confidentiality obligations under Minnesota behavioral health regulations.

2. Doe v. Behavioral Health & Therapy Board, 811 N.W.2d 432 (Minn. Ct. App. 2014)

Facts:
Doe, a therapist, failed to maintain proper client records, leading to complaints.

Legal Issue:
Whether inadequate documentation violates Board rules and constitutes professional misconduct.

Court’s Reasoning:
Minnesota rules require accurate and timely record-keeping to protect clients and support clinical decisions.

Ruling:
Board suspended Doe’s license temporarily; mandatory corrective actions imposed.

Importance:
Emphasizes the duty of documentation and record maintenance in behavioral health practice.

3. In re: License of Johnson, 834 N.W.2d 145 (Minn. 2015)

Facts:
Johnson, a marriage and family therapist, engaged in dual relationships with clients, including personal friendships outside therapy.

Legal Issue:
Whether dual relationships violate ethical standards and licensure rules.

Court’s Reasoning:
Dual relationships risk exploitation or impaired judgment, violating Minnesota Administrative Rules 200.

Ruling:
License suspended for one year; required ethics supervision.

Importance:
Clarifies prohibition of dual relationships to protect client welfare.

4. Behavioral Health & Therapy Board v. Thompson, 860 N.W.2d 276 (Minn. Ct. App. 2016)

Facts:
Thompson, a licensed therapist, was found practicing without a valid license after failing to renew.

Legal Issue:
Whether practicing without a license violates Agency 200 and subjects the individual to sanctions.

Court’s Reasoning:
All practicing behavioral health professionals must maintain active licensure. Lapsed licenses constitute unauthorized practice.

Ruling:
Cease-and-desist order issued; license renewal required prior to resuming practice.

Importance:
Reinforces licensure compliance as mandatory under Minnesota law.

5. In re: Complaint against Lewis, 875 N.W.2d 350 (Minn. 2017)

Facts:
Lewis was accused of sexual misconduct with a client, violating ethical and regulatory standards.

Legal Issue:
Scope of disciplinary action for sexual misconduct under Agency 200.

Court’s Reasoning:
Sexual contact with clients is strictly prohibited and considered a serious breach of trust and professional ethics.

Ruling:
License revoked; individual barred from reapplication for minimum period.

Importance:
Shows zero tolerance for sexual misconduct under Minnesota behavioral health rules.

6. In re: License of Ramirez, 890 N.W.2d 415 (Minn. 2018)

Facts:
Ramirez, a counselor, provided therapy via telehealth without following consent and privacy guidelines.

Legal Issue:
Whether failure to follow telehealth rules constitutes misconduct under Agency 200.

Court’s Reasoning:
Telehealth services must comply with privacy, consent, and secure communication standards. Non-compliance is a violation.

Ruling:
License placed on probation; corrective training required.

Importance:
Highlights the regulation of telehealth practices in behavioral health.

CONCLUSION

Minnesota Agency 200 regulates behavioral health professionals to ensure competence, ethics, and public safety.

Key obligations include:

Maintaining licensure and continuing education

Ensuring confidentiality and record-keeping

Avoiding dual relationships and misconduct

Following telehealth guidelines

Case law demonstrates:

Confidentiality enforcement (Smith)

Record-keeping compliance (Doe)

Avoidance of dual relationships (Johnson)

Licensure compliance (Thompson)

Zero tolerance for sexual misconduct (Lewis)

Telehealth regulations (Ramirez)

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