Arizona Administrative Code Title 14 - PUBLIC SERVICE CORPORATIONS; CORPORATIONS AND ASSOCIATIONS; SECURITIES REGULATION
Arizona Administrative Code - Title 14: Public Service Corporations; Corporations and Associations; Securities Regulation
Title 14 of the Arizona Administrative Code is administered by the Arizona Corporation Commission (ACC) and covers regulations relating to:
Chapters under Title 14 (as of the most recent codification):
Chapter 1 – Corporation Commission – Securities
Rules governing securities registration, exemptions, broker-dealer and investment adviser registration, antifraud provisions, and administrative procedures.
Key Areas:
Securities registration requirements (Regulation A-D, etc.)
Enforcement of antifraud rules
Broker-dealer and investment adviser compliance
Chapter 2 – Corporation Commission – Fixed Utilities
Rules for regulating public service corporations (utilities), including electric, gas, water, wastewater, and telecommunications providers.
Key Areas:
Rate cases and utility tariffs
Service quality standards
Infrastructure improvements and cost recovery
Renewable energy and energy efficiency standards
Chapter 3 – Corporation Commission – Corporations
Administrative rules relating to the regulation and filing requirements of corporations and LLCs in Arizona.
Key Areas:
Corporate filings and reports
Corporate name reservation and registration
Nonprofit corporation procedures
Scope and Purpose
Public Service Corporations: Oversight of utilities to ensure fair pricing and reliable service.
Securities Regulation: Protect investors and maintain market integrity in Arizona.
Corporate Filings: Govern how entities organize and remain compliant with Arizona laws.
Administering Agency
Arizona Corporation Commission (ACC)
Website: https://www.azcc.gov
Divisions: Corporations, Securities, Utilities, and Legal
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